Enforcement Actions

To search for enforcement violations on an agent or agency, fill in any of the fields below.

Note: Some actions use a License Number and some use the National Producer Number (NPN). Search both to find actions.

Displaying 1801 - 1825 of 3120

Name Enforcement Date Case Number City State Discipline
John Rucker, III 206949 St. Louis MO Refusal to issue license
Paul A Benenati 208516 O'Fallon MO Refusal to issue license
Strong Family Financial LLC 215354 Tulsa OK Forfeiture (fine)
Jason R Ragadio 201488 Wentzville MO License with Conditions
Donna M Hall 207097 St. Louis MO Refusal to issue license
Bryan Kemp 215040 Columbia MO Forfeiture (fine)
Nathan M Chesser 210886 Chesterfield MO Forfeiture (fine)
Raymond Aquilino 216193 Howard Beach NY Voluntary license surrender
Elizabeth Diehl 214856 Fenton MO Forfeiture (fine)
Sean Leonard 214630 O'Fallon MO Forfeiture (fine)
Lawrence J Ruemker 140409391C St. Louis MO Refusal to renew license
David S Steinbruegge 131029574C Clayton MO License with Conditions
Michael Holmes 204947 Moscow Mills MO Forfeiture (fine)
Harris Financial Services Inc 208938 Jefferson City MO Forfeiture (fine)
Harris Financial Services Inc 208938 Jefferson City MO Forfeiture (fine)
Deanna Gonzalez 212187 Hollywood FL Forfeiture (fine)
Kurt Litterest 213434 Herculaneum MO Forfeiture (fine)
Tracy Mitchell 210021 Springfield MO Forfeiture (fine)
Michael Van Gilder 214966 Denver CO Voluntary license surrender
Christopher C Waldow 207026 St. Louis MO Refusal to issue license
Jacob C Plant 140311294C St. Louis MO Refusal to issue license
Jared Frierson 131002546C Columbia MO License with Conditions
Andrew Grizzard 131223679C Bay Harbor Islands FL Refusal to issue license
Jeremy Myles Moore 140218207C St. Peters MO Refusal to issue license
Jasmine Shauntay Ward 140226257C Irving TX Refusal to issue license